Regulation news

Leading the Way

Global 利卯郭肱 Finance News and Commentary

ESAs publish DORA oversight guide

16 July 2025 Belgium
Reporter: Karl Loomes

The guide provides financial institutions and service providers with a high-level overview of the governance structure, processes, and supervisory tools

OSTTRA granted exemptions on mandatory clearing obligations

08 July 2025 UK
Reporter: Carmella Haswell

With the exemption now in place, the OSTTRA service can better optimise risk reduction through a more liquid and widely traded contract

High-level roadmap released for Europe��s T+1 transition

01 July 2025 Europe
Reporter: Carmella Haswell

Released by the EU T+1 Industry Committee, the report contains recommendations for market participants in the EU and EEA for the transition to a shorter settlement cycle

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

SEC extends compliance date for broker-dealers

26 June 2025 US
Reporter: Carmella Haswell

ESMA calls for evidence on streamlining financial transaction reporting

23 June 2025 Europe
Reporter: Jack McRae

ESMA hopes to enhance efficiency and reduce costs as well as maintain strong levels of transparency and oversight from the authorities

ISLA: A new regulatory dawn

20 June 2025 Spain
Reporter: Carmella Haswell

The ��Leaders�� Perspectives & Predictions�� session, moderated by Andrew Dyson, ISLA CEO, provided a deep dive into the retail sector and the key regulatory changes impacting firms globally

CASLA: Geopolitics presents heavy impact on financial legislation

03 June 2025 Canada
Reporter: Carmella Haswell

Market participants at this year��s CASLA conference discuss the regulatory regimes impacting the securities lending market, and the role geopolitics plays in legislation

ECMS gets the green light for go-live

19 May 2025 Europe
Reporter: Carmella Haswell

After migration is completed over the weekend, ECMS operations are expected to start on 16 June at 07:00 CET

Leading the Way

Global 利卯郭肱 Finance News and Commentary